What type of account will you be opening? (an application will be included for each selection)
Individual/UTMA/UGMA
Corporation
Retirement Account (Traditional, Rollover, Roth, SEP)
Estate Administrator
Managed Retirement Account (Traditional, Rollover, Roth, SEP)
Joint
Simple IRA - Employee
Limited Liability Company
Simple IRA - Employer
Partnership
Non-Prototype Retirement Plan
Sole Proprietorship
Keogh Plan
Trust
None - Need form for existing account
Will you be transferring any assets?
Yes
No
Select the necessary service forms:
National Financial
Internal (Sunbelt Securities)
Brokerage Access/Portfolio Request
Account Closing
Brokerage Access/Portfolio Addendum (Managed)
Account Write-Off Request
Brokerage Access/Portfolio Delegation
Address Change Request
Brokerage Account Earnings Distribution Request
Checklist for Opening New Accounts
Cashiering ETF/Wire Request
Check Request
Householding
Full Trading Authority
Margin Request
Journal Request
Mutual Fund Systematic Withdrawal
Limited Trading Authority
Options Request
Operations Request
Standing EFT/Wire Request
Supplemental TOD
Power of Attorney
Mutual Fund PIP for Non-Retirement Accounts
Retirement Account Specific Service Forms:
IRA Beneficiary Designation
IRA Fee Form
IRA Contribution by EFT
Roth IRA Conversion
IRA Periodic Distribution
IRA Standing Distribution Authorization
One-Time IRA Distribution
Retirement Re-characterization
Tax Withholding Election
RMD Calculation
Earnings Distribution
Compliance Forms:
Change of Broker/Dealer
Sunbelt Monthly Compliance Checklist
Annuities 1035 Exchange Acknowledgement
Risk Tolerance Questionnaire
Annuities Acknowledgement
Annuities Information
Direct Business Trade Ticket
Mutual Fund and UIT Acknowledgement
Advertising - Communications with the Public
529 Plan Acknowledgement
Municipal Bond Customer Acknowledgement
Customer Profile
Mutual Fund Switch Form
Alternative Investment Forms:
Alternative Investment Addendum and Custody Agreement
Alternative Investments Disclosure (Accredited)
Alternative Investments Qualification Questionnaire
Alternative Investments Disclosure (Non-Accredited)
Alternative Investments Offering Acknowledgement
Alternative Investment Profile
Request for Alternative Investment Transaction
Managed Account Forms:
Sunbelt ADV Part II and Wrap Fee Brochure
Howard Capital Mgt Investment Advisory Agreement
Sunbelt Investment Advisory Agreement
Howard Capital Mgt Form ADV Part II
Financial Planning Forms:
Financial Planning Agreement
Financial Plan Delivery Acknowledgement
Termination of Financial Planning Agreement
Financial Planning Payment of Services